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Advisor at CETERA INVESTMENT ADVISERS LLC
DOWNINGTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 13, 2024 | n/a | yes | DOWNINGTOWN, PA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Oct 1, 2008 | Dec 12, 2024 | no | DOWNINGTON, PA|BROOKHAVEN, PA|MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | CETERA INVESTMENT ADVISERS LLC | Dec 12, 2024 | Dec 13, 2024 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:105644:PA:2024-12-12 | Dec 12, 2024 | Dec 13, 2024 | MALVERN, PA | Firm change |