DFX Intelligence

B•••• E••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

B•••• E••••• S••••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

BOISE, ID

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Search this name across graphsid dfx:ria:9daa5903-6a12-04df-f97d-1bb92da42ff5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Apr 30, 2014	n/a	yes	BOISE, ID	Current employment
W•••••• S••••••••• I•••	Bd affiliated wealth	Sep 21, 2007	May 6, 2014	no	BOISE, ID	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	May 6, 2014	Apr 30, 2014	-6	Firm change	Other
D••• D••••••• • C••	W•••••• S••••••••• I•••	Sep 24, 2007	Sep 21, 2007

Relationships

Registered with (4)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 30, 2014 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2007 to May 6, 2014factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Jul 18, 2003 to Sep 24, 2007factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9daa5903-6a12-04df-f97d-1bb92da42ff5
First observed: Jan 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.