DFX Intelligence

J•••• M•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)38 years in industry

J•••• M•••••• P•••••••••

Advisor at I••••••••• W••••• N••••••• I•••

Prescott, AZ | URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dac61fa-61cc-c431-d4b0-6ed81abee01a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• N••••••• I•••	I•••••••••_WEALTH	Oct 4, 2017	n/a	yes	URBANDALE, IA\|Prescott, AZ	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	Dec 17, 2015	Sep 29, 2017	no	PRESCOTT, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	I••••••••• W••••• N••••••• I•••	Sep 29, 2017	Oct 4, 2017	5	Firm change	Other
C•••••••• F••••••••• I•••	I••••••••• A••••••• C•••	Dec 4, 2015	Dec 17, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
117531:286262:AZ:2017-09-29	Sep 29, 2017	Oct 4, 2017	PRESCOTT, AZ	Firm change

Relationships

Registered with (4)

→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: current employment
Oct 4, 2017 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Dec 17, 2015 to Sep 29, 2017factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2010 to Dec 4, 2015factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dac61fa-61cc-c431-d4b0-6ed81abee01a
First observed: Aug 1, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.