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RIA / WealthAdvisor31 years in industry

VINCENT MICHAEL ESPOSITO

Advisor at INTEGRATED WEALTH CONCEPTS LLC

GUILFORD, CT

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Search this name across graphsid dfx:ria:9db3bf79-4c0d-b04e-d063-0b1dce945ea4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 16, 1995
First registration: Sep 24, 2003
Dual registered: no
IAPD individual key: 2566788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Dec 8, 2025	n/a	yes	GUILFORD, CT	Current employment
Dynamic	Independent wealth	May 2, 2014	Jan 2, 2026	no	GUILFORD, CT\|GUILFORD, CT\|GUILFORD, CT\|PHOENIX, AZ	Previous registration
SPRUCE HILL CAPITAL, LLC	Former SEC adviser	Dec 6, 2010	Jul 9, 2014	no	GUILFORD, CT	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 24, 2003	Nov 12, 2010	no	NEW HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Dynamic	INTEGRATED WEALTH CONCEPTS LLC	Jan 2, 2026	Dec 8, 2025	-25	Firm change	RIA to RIA
SPRUCE HILL CAPITAL, LLC	Dynamic	Jul 9, 2014	May 2, 2014	-68	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	SPRUCE HILL CAPITAL, LLC	Nov 12, 2010	Dec 6, 2010	24	Firm change	Other

Relationships

Registered with (4)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ DYNAMICRegistered adviserregistration: previous registration
May 2, 2014 to Jan 2, 2026factForm ADV
→ SPRUCE HILL CAPITAL, LLCRegistered adviserregistration: previous registration
Dec 6, 2010 to Jul 9, 2014factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Sep 24, 2003 to Nov 12, 2010factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
Vincent Michael Esposito left Dynamic for Integrated Wealth Concepts Llc (registered 2025-12-08)
Form ADVobserved 5 days ago