R••• D••

Advisor at M•••••• C•••••• M••••••••• L••

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9db54895-b41c-7e6f-8235-7629a1fd097e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• C•••••• M••••••••• L••	Independent wealth	Jun 2, 2021	n/a	yes	LAKEWOOD, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 5, 2010	Jul 20, 2022	no	ST. LOUIS, MO\|GREENWOOD VILLAGE, CO\|ST. LOUIS, MO\|LAKEWOOD, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••• C•••••• M••••••••• L••	Jul 20, 2022	Jun 2, 2021	-413	Firm change after gap	Wirehouse to RIA
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Aug 5, 2010	Aug 5, 2010

Relationships

Registered with (3)

→ M•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 2, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 5, 2010 to Jul 20, 2022factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2008 to Aug 5, 2010factForm ADV

Dated events

Occurred
Jul 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9db54895-b41c-7e6f-8235-7629a1fd097e
First observed: Apr 7, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.