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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

HOLLIE R HUNT

Advisor at MORGAN STANLEY

Charlotte, NC

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Search this name across graphsid dfx:ria:9db5f334-8b0d-49e5-fd7f-9ae8d6f09bb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 4, 2013
First registration: Apr 5, 2013
Dual registered: yes, broker-dealer
Other names: HOLLIE RENE HUNT|Hollie Hunt
IAPD individual key: 5189306

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 15, 2023	n/a	yes	Charlotte, NC	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 3, 2021	Nov 25, 2023	no	Los Angeles, CA\|Columbus, OH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 17, 2015	Oct 28, 2021	no	Santa Monica, CA\|Beverly Hills, CA\|Los Angeles, CA\|Beverly Hills, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 18, 2014	Jun 11, 2015	no	LOS ANGELES, CA	Previous registration
WADDELL & REED	Former SEC adviser	Apr 5, 2013	Jan 21, 2014	no	TORRANCE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Nov 25, 2023	Dec 15, 2023	20	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Oct 28, 2021	Nov 3, 2021	6	Firm change	Wirehouse to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MORGAN STANLEY	Jun 11, 2015	Jun 17, 2015	6	Firm change	Other
WADDELL & REED	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 21, 2014	Feb 18, 2014	28	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 17, 2015 to Oct 28, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 3, 2021 to Nov 25, 2023factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 18, 2014 to Jun 11, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 5, 2013 to Jan 21, 2014factForm ADV

Dated events

Occurred
Nov 25, 2023
Advisor changed firm
Hollie R Hunt left J.P. Morgan Securities Llc for Morgan Stanley (registered 2023-12-15)
Form ADVobserved 5 days ago