DFX Intelligence

T••• C••••••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

T••• C••••••••• T•••••••

Advisor at S•••• I••••••••• I•••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:9dcaa7be-1133-33f1-f495-7f60a8f97951

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••••••• I•••	Asset manager	Dec 6, 2010	n/a	yes	INDIANAPOLIS, IN	Current employment
R•••• A•••• M••••••••• C• L••	n/a	Sep 18, 2001	Dec 3, 2010	no	COLUMBUS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A•••• M••••••••• C• L••	S•••• I••••••••• I•••	Dec 3, 2010	Dec 6, 2010	3	Firm change	Other

Relationships

Registered with (2)

→ S•••• I••••••••• I•••Registered adviserregistration: current employment
Dec 6, 2010 to presentfactForm ADV
→ R•••• A•••• M••••••••• C• L••Registered adviserregistration: previous registration
Sep 18, 2001 to Dec 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dcaa7be-1133-33f1-f495-7f60a8f97951
First observed: Sep 18, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.