S••••••• L•••••

Advisor at M••••• S••••••

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dd9191c-25da-2ba1-10cc-fc2b25fe1df9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 5, 2024	n/a	yes	Chicago, IL	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Oct 13, 2023	Jun 7, 2024	no	MOUNT PLEASANT, SC\|Arlington Heights, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	M••••• S••••••	Jun 7, 2024	Jun 5, 2024	-2	Firm change	RIA to wirehouse
U••••• C•••••• F•••••••• A•••••••	A•••••• W••••• M••••••••• L••	Oct 20, 2023	Oct 13, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
134600:291902:IL:2023-10-20	Oct 20, 2023	Oct 13, 2023	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 5, 2024 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2023 to Jun 7, 2024factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 15, 2023 to Oct 20, 2023factForm ADV

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dd9191c-25da-2ba1-10cc-fc2b25fe1df9
First observed: Sep 15, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.