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advised by PENN CAPITAL MANAGEMENT COMPANY, LLC
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Sep 13, 2016 | $12.3M | 37 | $100,000 | 2900.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Apr 12, 2016 | $12.3M | 37 | $100,000 | 2900.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Mar 30, 2016 | $12.3M | 37 | $100,000 | 2900.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Jun 8, 2015 | $19.8M | 40 | $100,000 | 3500.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Mar 30, 2015 | $19.8M | 40 | $100,000 | 3500.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Oct 17, 2014 | $26.3M | 41 | $100,000 | 1700.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Apr 2, 2014 | $26.3M | 41 | $100,000 | 1700.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Mar 31, 2014 | $26.3M | 41 | $100,000 | 1700.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Mar 27, 2013 | $14.4M | 27 | $100,000 | 1600.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Mar 29, 2012 | $11.6M | 27 | $100,000 | 900.0% | yes | PENN SMALL CAPITALIZATION FUND LP |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| U.S. BANK | U.S. BANK INSTITUTIONAL TRUST & CUSTODY | Cincinnati | Ohio | United States | no | n/a |