This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$2.6MItem 5.F on the latest filing (2026-01-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.6M

Private client RAUM

$2.6MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$2.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

35

Individual clients

35

SEC number

801-26038

CRD

110400

Filings on the tape

22

First filed

Mar 13, 2012

Latest filed

Jan 22, 2026

Organised

Sole Proprietorship, LA

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9ddc77fd-ade8-8de4-3cdd-e7a538eaed3a

First observed

Mar 13, 2012

Last observed

Jan 22, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.