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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ACACIA WEALTH ADVISORS, LLC

CRD 135044

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dde0065-2e9f-56de-2ede-ba0f008f0579

Data as of Mar 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Mar 14, 2016
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $509MItem 5.F on the latest filing (2016-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 121
SEC number: 801-64174
CRD: 135044
Filings on the tape: 12
First filed: Mar 5, 2012
Latest filed: Mar 14, 2016
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ACACIA WEALTH MANAGEMENT, INC.	MANAGING MEMBER	E	yes	03/2005	Mar 5, 2012	Mar 14, 2016
HALLOCK, MELONI, MIDORI	CHIEF EXECUTIVE OFFICER	C	yes	07/2005	Mar 5, 2012	Mar 14, 2016
HALLOCK, MELONI, MIDORI	CHIEF EXECUTIVE OFFICER	Na	yes	07/2005	Mar 5, 2012	Mar 14, 2016
LEWIS, ALEV, TURKBEN	PRESIDENT/CHIEF OPERATING OFFICER	C	yes	03/2005	Mar 5, 2012	Mar 14, 2016
LEWIS, ALEV, TURKBEN	PRESIDENT/CHIEF OPERATING OFFICER	Na	yes	03/2005	Mar 5, 2012	Mar 14, 2016
BARODA VENTURES LLC	Investor	F	no	01/2006	Mar 5, 2012	Mar 14, 2016
BORN, AMY, STACY	CHIEF COMPLIANCE OFFICER	Na	no	11/2012	Nov 30, 2012	Mar 14, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 14, 2016	$509M	$0	4	4	n/a	n/a	n/a
2014	Mar 25, 2015	$645M	$0	4	4	n/a	n/a	n/a
2013	Mar 19, 2014	$646M	$0	4	4	n/a	n/a	n/a
2012	Mar 27, 2013	$596M	$0	4	4	n/a	n/a	n/a
2011	Mar 5, 2012	$555M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$509M	$645M	-21.1%	$596M	-5.1%	4	4	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	2	Nov 14, 2016	Jan 1, 2025	BEVERLY HILLS, CA	Team lift out	Other	100.0%

Relationships

Controls (3)

← HALLOCK, MELONI, MIDORIOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 5, 2012 to presentfactForm ADV
← LEWIS, ALEV, TURKBENOwnerPRESIDENT/CHIEF OPERATING OFFICER, ownership code C, individual
Mar 5, 2012 to presentfactForm ADV
← ACACIA WEALTH MANAGEMENT, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 5, 2012 to presentfactForm ADV

Owns (2)

← BORN, AMY, STACYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 30, 2012 to presentfactForm ADV
← BARODA VENTURES LLCOwnerINVESTOR, ownership code F, domestic entity
Mar 5, 2012 to presentfactForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Nov 14, 2016 to Jan 1, 2025factForm ADV

Registered with (2)

← AMY STACY BORNAdvisorregistration: previous registration
Jan 17, 2008 to Nov 14, 2016factForm ADV
← JOSEPH LEE ROSOLAdvisorregistration: previous registration
Feb 8, 2012 to Nov 14, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dde0065-2e9f-56de-2ede-ba0f008f0579
First observed: Mar 5, 2012
Last observed: Mar 14, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACACIA WEALTH ADVISORS, LLC

CRD 135044

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dde0065-2e9f-56de-2ede-ba0f008f0579

Data as of Mar 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ACACIA WEALTH MANAGEMENT, INC.

MANAGING MEMBER

yes

03/2005

Mar 5, 2012

Mar 14, 2016

HALLOCK, MELONI, MIDORI

CHIEF EXECUTIVE OFFICER

yes

07/2005

Mar 5, 2012

Mar 14, 2016

HALLOCK, MELONI, MIDORI

CHIEF EXECUTIVE OFFICER

yes

07/2005

Mar 5, 2012

Mar 14, 2016

LEWIS, ALEV, TURKBEN

PRESIDENT/CHIEF OPERATING OFFICER

yes

03/2005

Mar 5, 2012

Mar 14, 2016

LEWIS, ALEV, TURKBEN

PRESIDENT/CHIEF OPERATING OFFICER

yes

03/2005

Mar 5, 2012

Mar 14, 2016

BARODA VENTURES LLC

Investor

01/2006

Mar 5, 2012

Mar 14, 2016

BORN, AMY, STACY

CHIEF COMPLIANCE OFFICER

11/2012

Nov 30, 2012

Mar 14, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 14, 2016

$509M

n/a

2014

Mar 25, 2015

$645M

n/a

2013

Mar 19, 2014

$646M

n/a

2012

Mar 27, 2013

$596M

n/a

2011

Mar 5, 2012

$555M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$509M

$645M

-21.1%

$596M

-5.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Nov 14, 2016

Jan 1, 2025

BEVERLY HILLS, CA

Team lift out

Other

100.0%