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Advisor at VALIC FINANCIAL ADVISORS, INC.
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 2, 2025 | n/a | yes | HOUSTON, TX | Current employment |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Sep 25, 2024 | Jun 3, 2025 | no | HOUSTON, TX|Springfield, MO | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Jul 10, 2024 | no | HOUSTON, TX | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Dec 1, 2023 | Mar 21, 2024 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | VALIC FINANCIAL ADVISORS, INC. | Jun 3, 2025 | Jun 2, 2025 | -1 | Firm change | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Jul 10, 2024 | Sep 25, 2024 | 77 | Firm change | Ibd to RIA |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |