DFX Intelligence

M••••• T••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

M••••• T••••• K••••

Advisor at R••••••••• C•••••• M•••••••••

Chicago, IL | OAK BROOK, IL

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Search this name across graphsid dfx:ria:9dde0e80-bff4-6f93-a015-3ca63f0fc03d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Oct 1, 2025	n/a	yes	OAK BROOK, IL	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Mar 1, 2021	n/a	yes	Chicago, IL\|OAK BROOK, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• • C•	R••••••••• C•••••• M•••••••••	Mar 16, 2021	Mar 1, 2021	-15	Firm change	RIA to ibd
K•••••• W••••• M•••••••••	W••••••• • C•	Jun 9, 2020	Nov 20, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
104633:291361:IL:2021-03-15	Mar 16, 2021	Mar 1, 2021	OAK BROOK, IL	Firm change

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Mar 1, 2021 to presentfactForm ADV
→ W••••••• • C•Registered adviserregistration: previous registration
Nov 20, 2020 to Mar 16, 2021factForm ADV
→ K•••••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dde0e80-bff4-6f93-a015-3ca63f0fc03d
First observed: Sep 24, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.