DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
WESTFIELD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 6, 2022 | n/a | yes | WESTFIELD, NJ | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Nov 16, 2020 | Mar 31, 2022 | no | WOODCLIFF LAKE, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 18, 2020 | Nov 10, 2020 | no | Basking Ridge, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 24, 2017 | Apr 17, 2020 | no | Basking Ridge, NJ|MOUNTAINSIDE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | J.P. MORGAN SECURITIES LLC | Mar 31, 2022 | Jun 6, 2022 | 67 | Firm change | Ibd to wirehouse |
| PRUCO SECURITIES, LLC | PARK AVENUE SECURITIES LLC | Nov 10, 2020 | Nov 16, 2020 | 6 | Firm change | Ibd to ibd |