DFX Intelligence

M••• D••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

M••• D••••• H••••

Advisor at H•••••• L••• I••••••••• L••

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:9defe597-21c6-dbfb-3f12-36550617913e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• L••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• L••• I••••••••• L••	State registered	Jul 26, 2021	n/a	yes	NAPERVILLE, IL	Current employment
L••• B•••• W••••• M••••••••• L••	Independent wealth	Nov 1, 2016	May 26, 2021	no	NAPERVILLE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• B•••• W••••• M••••••••• L••	H•••••• L••• I••••••••• L••	May 26, 2021	Jul 26, 2021	61	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ H•••••• L••• I••••••••• L••Registered adviserregistration: current employment
Jul 26, 2021 to presentfactForm ADV
→ L••• B•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2016 to May 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9defe597-21c6-dbfb-3f12-36550617913e
First observed: Nov 1, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.