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AISA FINANCIAL PLANNING LTD, CRD 172777
DEVIZES
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PEARCY-CALDWELL, JAMES, LEONARD | DIRECTOR/CHIEF COMPLIANCE OFFICER | D | yes | 09/1999 | Sep 2, 2014 | Feb 26, 2024 |
| TUTTON, CLIVE, RAYMOND | Director | D | yes | 09/1999 | Sep 2, 2014 | Feb 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AISA INTERNATIONAL S.R.O | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $126M | $19.8M | 8 | 2 | 0 | n/a | n/a |
| 2024 | Apr 3, 2025 | $113M | $17.5M | 7 | 1 | 0 | n/a | n/a |
| 2023 | Feb 26, 2024 | $21.0M | $0 | 6 | 1 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $20.1M | $20.1M | 6 | 1 | 0 | n/a | n/a |
| 2021 | Feb 24, 2022 | $21.0M | $21.0M | 6 | 4 | 0 | n/a | n/a |
| 2020 | Mar 10, 2021 | $17.8M | $17.8M | 6 | 4 | 0 | n/a | n/a |
| 2019 | Feb 17, 2020 | n/a | n/a | 6 | 4 | 0 | n/a | n/a |
| 2018 | Feb 20, 2019 | n/a | n/a | 6 | 4 | 1 | n/a | n/a |
| 2017 | Feb 2, 2018 | n/a | n/a | 6 | 4 | 1 | n/a | n/a |
| 2016 | Jan 19, 2017 | n/a | n/a | 6 | 4 | n/a | n/a | n/a |
| 2015 | Jan 29, 2016 | n/a | n/a | 6 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $126M | $113M | 11.5% | $20.1M | 84.6% | 8 | 7 | 0 | 0 |