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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

CHARLES JOSEPH MINNICH

Advisor at FOUNDATION CAPITAL MANAGEMENT, LLC

EAST NORRITON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9df74864-87ad-1c88-c3a7-76fe4bb2da52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATION CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 27, 1989
First registration: Dec 14, 1999
Dual registered: yes, broker-dealer
Other names: CHUCK MINNICH|CHARLES J MINNICH
IAPD individual key: 1991467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATION CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 26, 2007	n/a	yes	EAST NORRITON, PA	Current employment
THE MARSHALL FINANCIAL GROUP LLC	Independent wealth	Nov 18, 2019	Oct 9, 2020	no	HUNT VALLEY, MD	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Jan 26, 2007	Feb 14, 2007	no	NORRISTOWN, PA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 14, 1999	Jan 11, 2007	no	NORRISTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE MARSHALL FINANCIAL GROUP LLC	n/a	Oct 9, 2020	n/a	n/a	Departure no registered destination	Departure
SSN ADVISORY, INC.	FOUNDATION CAPITAL MANAGEMENT, LLC	Feb 14, 2007	Feb 26, 2007	12	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	SSN ADVISORY, INC.	Jan 11, 2007	Jan 26, 2007	15	Firm change	Other

Relationships

Registered with (4)

→ FOUNDATION CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 26, 2007 to presentfactForm ADV
→ THE MARSHALL FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
Nov 18, 2019 to Oct 9, 2020factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Jan 26, 2007 to Feb 14, 2007factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 14, 1999 to Jan 11, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9df74864-87ad-1c88-c3a7-76fe4bb2da52
First observed: Dec 14, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES JOSEPH MINNICH

Advisor at FOUNDATION CAPITAL MANAGEMENT, LLC

EAST NORRITON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9df74864-87ad-1c88-c3a7-76fe4bb2da52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FOUNDATION CAPITAL MANAGEMENT, LLC

Independent wealth

Feb 26, 2007

n/a

yes

EAST NORRITON, PA

Current employment

THE MARSHALL FINANCIAL GROUP LLC

Independent wealth

Nov 18, 2019

Oct 9, 2020

HUNT VALLEY, MD

Previous registration

SSN ADVISORY, INC.

Former SEC adviser

Jan 26, 2007

Feb 14, 2007

NORRISTOWN, PA

Previous registration

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Dec 14, 1999

Jan 11, 2007

NORRISTOWN, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

THE MARSHALL FINANCIAL GROUP LLC

n/a

Oct 9, 2020

n/a

Departure no registered destination

Departure

SSN ADVISORY, INC.

FOUNDATION CAPITAL MANAGEMENT, LLC

Feb 14, 2007

Feb 26, 2007

Firm change

Other

SECURITIES AMERICA ADVISORS, INC.

SSN ADVISORY, INC.

Jan 11, 2007

Jan 26, 2007

Firm change

Other