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Advisor at AUSDAL FINANCIAL PARTNERS, INC.
DOWNERS GROVE, IL | GENEVA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUSDAL FINANCIAL PARTNERS, INC. | Independent wealth | Feb 4, 2015 | n/a | yes | GENEVA, IL|DOWNERS GROVE, IL | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 12, 2003 | Feb 12, 2015 | no | Downers Grove, IL|DOWNERS GROVE, IL|DOWNER'S GROVE, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Sep 24, 1999 | Jun 26, 2003 | no | OAKBROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | AUSDAL FINANCIAL PARTNERS, INC. | Feb 12, 2015 | Feb 4, 2015 | -8 | Firm change | Other |
| MONY SECURITIES CORPORATION | MML INVESTORS SERVICES, LLC | Jun 26, 2003 | Aug 12, 2003 | 47 | Firm change | Other |