DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CHRISTOPHER LEONARD DARDEAU

Advisor at LPL FINANCIAL LLC

ABBEVILLE, LA | LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dfe6cd1-0b0d-115c-3b9d-04787ac98053

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Nov 9, 2010
First registration: Jan 30, 2008
Dual registered: yes, broker-dealer
Other names: CHRIS DARDEAU
IAPD individual key: 5211309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 12, 2010	n/a	yes	LAFAYETTE, LA\|ABBEVILLE, LA	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 30, 2008	Aug 3, 2010	no	ABBEVILLE, LA\|LAFAYETTE, LA\|LAFAYETTE, LA\|LAFAYETTE, LA\|ERATH, LA\|LAFAYETTE, LA\|LAFAYETTE, LA\|LAFAYETTE, LA\|DELCAMBRE, LA\|MAURICE, LA\|APPLETON, WI\|ABBEVILLE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Aug 3, 2010	Aug 12, 2010	9	Firm change	Other

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 12, 2010 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 30, 2008 to Aug 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dfe6cd1-0b0d-115c-3b9d-04787ac98053
First observed: Jan 30, 2008
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER LEONARD DARDEAU

Advisor at LPL FINANCIAL LLC

ABBEVILLE, LA | LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dfe6cd1-0b0d-115c-3b9d-04787ac98053

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Aug 12, 2010

n/a

yes

LAFAYETTE, LA|ABBEVILLE, LA

Current employment

INVEST FINANCIAL CORPORATION

Former SEC adviser

Jan 30, 2008

Aug 3, 2010

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

Aug 3, 2010

Aug 12, 2010

Firm change

Other