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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ISRAEL EPSTEIN

Advisor at LPL FINANCIAL LLC

BERGENFIELD, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 20, 1997
First registration: Apr 13, 2005
Dual registered: yes, broker-dealer
Other names: SRULLY EPSTEIN
IAPD individual key: 2854980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2023	n/a	yes	BERGENFIELD, NJ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 9, 2023	no	LA VISTA, NE	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jun 27, 2018	Nov 6, 2020	no	SEATTLE, WA\|Bergenfield, NJ\|Saddle Brook, NJ\|SEATTLE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 11, 2011	Jun 28, 2018	no	PARAMUS, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 13, 2005	Aug 11, 2011	no	NEW YORK CITY, NY\|NEW YORK, NY\|BROOKLYN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Jun 9, 2023	Jun 6, 2023	-3	Firm change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	KMS FINANCIAL SERVICES, INC	Jun 28, 2018	Jun 27, 2018	-1	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Aug 11, 2011	Aug 11, 2011	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 6, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 9, 2023factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jun 27, 2018 to Nov 6, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 11, 2011 to Jun 28, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 13, 2005 to Aug 11, 2011factForm ADV

Dated events

Occurred
Jun 9, 2023
Advisor changed firm
Israel Epstein left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2023-06-06)
Form ADVobserved 4 days ago