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Z•••••• R••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Z•••••• R••• S••••••

Advisor at L•• F•••••••• L••

LAFAYETTE, IN | INDIANAPOLIS, IN | NEW PALESTINE, IN

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Search this name across graphsid dfx:ria:9e10fb33-431b-727e-c5a7-ea583da98913

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 2, 2009	n/a	yes	INDIANAPOLIS, IN\|LAFAYETTE, IN\|INDIANAPOLIS, IN\|NEW PALESTINE, IN	Current employment
W•••••••• W••••• M••••••••• L••	Former SEC adviser	Mar 18, 2008	Jul 2, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• W••••• M••••••••• L••	L•• F•••••••• L••	Jul 2, 2009	Jun 2, 2009	-30	Firm change	Other
R•••••• J•••• • A••••••••• I•••	W•••••••• W••••• M••••••••• L••	Mar 18, 2008

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 2, 2009 to presentfactForm ADV
→ W•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 18, 2008 to Jul 2, 2009factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2004 to Mar 18, 2008factForm ADV
→ S••••• C•••••• M••••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e10fb33-431b-727e-c5a7-ea583da98913
First observed: Mar 28, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.