DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner30 years in industry

Lotay Yang

Advisor at BLACK CARD CIRCLE

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e1b2dad-8850-e30c-6d6f-b69ee247259c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACK CARD CIRCLE
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Oct 9, 1995
First registration: Jan 8, 2000
Dual registered: no
IAPD individual key: 2663097

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACK CARD CIRCLE	State registered	Jan 8, 2018	n/a	yes	LAS VEGAS, NV	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 17, 2018	Oct 8, 2018	no	Malibus, CA	Previous registration
WADDELL & REED	Former SEC adviser	May 27, 2015	Aug 9, 2017	no	THOUSAND OAKS, CA\|LAS VEGAS, NV\|PASADENA, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 7, 2013	May 27, 2015	no	EL SEGUNDO, CA\|SEAL BEACH, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 6, 2004	Apr 26, 2005	no	WESTLAKE , CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 11, 2003	Oct 9, 2003	no	WOODLAND HILLS, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 8, 2000	May 2, 2003	no	LOS ANGELES , CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	n/a	Oct 8, 2018	n/a	n/a	Departure no registered destination	Departure
WADDELL & REED	BLACK CARD CIRCLE	Aug 9, 2017	Jan 8, 2018	152	Firm change	Other
WELLS FARGO ADVISORS	WADDELL & REED	May 27, 2015	May 27, 2015	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Apr 26, 2005	Mar 7, 2013	2,872	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 9, 2003	Apr 6, 2004	180	Firm change	Other
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	May 2, 2003	Jul 11, 2003	70	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:866:CA:2015-05-27	May 27, 2015	May 27, 2015	SEAL BEACH, CA	Firm change

Relationships

Registered with (7)

→ BLACK CARD CIRCLERegistered adviserregistration: current employment
Jan 8, 2018 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 17, 2018 to Oct 8, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 27, 2015 to Aug 9, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 7, 2013 to May 27, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 6, 2004 to Apr 26, 2005factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 11, 2003 to Oct 9, 2003factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 8, 2000 to May 2, 2003factForm ADV

Dated events

No dated event names this entity yet.