DFX Intelligence

C•••••• E••••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••••• E••••••• V••••

Advisor at E•••••• A••••••• G••••• L••

Lakewood, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:9e2dfba8-ed34-42b8-b1b8-f96b92c0081f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	GREENWOOD VILLAGE, CO\|Lakewood, CO	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	Dec 16, 2014	Apr 3, 2023	no	DENVER, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	E•••••• A••••••• G••••• L••	Apr 3, 2023	Jan 1, 2025	639	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Dec 16, 2014 to Apr 3, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e2dfba8-ed34-42b8-b1b8-f96b92c0081f
First observed: Dec 16, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.