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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

AK GLOBAL ASSET MANAGEMENT, LLC

CRD 291151

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e2fd2bf-e848-25b8-50a3-9827e125b127

Data as of Nov 2, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2018 to Nov 2, 2018
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2018-11-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-113625
CRD: 291151
Filings on the tape: 4
First filed: Jun 15, 2018
Latest filed: Nov 2, 2018
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAUL, ARUN	MANAGING MEMBER, CIO, CCO	E	yes	11/2017	Jun 15, 2018	Nov 2, 2018

Relationships

Controls (1)

← KAUL, ARUNOwnerMANAGING MEMBER, CIO, CCO, ownership code E, individual
Jun 15, 2018 to presentfactForm ADV

Dated events

Occurred
Jun 15, 2018
First Form ADV filing
Ak Global Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e2fd2bf-e848-25b8-50a3-9827e125b127
First observed: Jun 15, 2018
Last observed: Nov 2, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AK GLOBAL ASSET MANAGEMENT, LLC

CRD 291151

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e2fd2bf-e848-25b8-50a3-9827e125b127

Data as of Nov 2, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAUL, ARUN

MANAGING MEMBER, CIO, CCO

yes

11/2017

Jun 15, 2018

Nov 2, 2018