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Advisor at DOMINARI SECURITIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOMINARI SECURITIES LLC | Independent wealth | Aug 28, 2023 | n/a | yes | NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 1, 2010 | Jan 5, 2018 | no | New York, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 5, 2007 | Jul 9, 2010 | no | NEW YORK, NY|NEW YORK, NY|WEEHAWKEN, NJ|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | DOMINARI SECURITIES LLC | Jan 5, 2018 | Aug 28, 2023 | 2,061 | Firm change after gap | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jul 9, 2010 | Jul 1, 2010 | -8 | Firm change | Wirehouse to wirehouse |