J••••• B• S••••

Advisor at E••••• J••••

ST. LOUIS, MO | Decatur, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e31f6aa-d6d8-d6ae-a919-f0e42dbf5a4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 11, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Nov 11, 2024	n/a	yes	ST. LOUIS, MO\|Decatur, IL	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Jul 21, 2023	Sep 10, 2024	no	Forsyth, IL\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	E••••• J••••	Sep 10, 2024	Nov 11, 2024	62	Firm change	Ibd to ibd
E••••• J••••	T••••••• A•••••• N••••••• L••	Jul 10, 2023	Jul 21, 2023

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
May 11, 2018 to Jul 10, 2023factForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 21, 2023 to Sep 10, 2024factForm ADV

Dated events

Occurred
Sep 10, 2024
A•••••• firm change
J••••• B• S•••• left T••••••• A•••••• N••••••• L•• for E••••• J•••• (registered 2024-11-11)
Form ADVobserved 7 days ago
Occurred
Jul 10, 2023
A•••••• firm change
J••••• B• S•••• left E••••• J•••• for T••••••• A•••••• N••••••• L•• (registered 2023-07-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e31f6aa-d6d8-d6ae-a919-f0e42dbf5a4f
First observed: May 11, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.