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O•• W••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

O•• W••• I••••••••• M••••••••• L••

CRD 148343

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:9e334a14-4a3a-c98c-d599-68f0c65fc946

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Mar 9, 2012 to Mar 30, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.37 fund_share=0.56 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $916MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $903M
Private client RAUM: $342MderivedItem 5.D individuals plus high net worth individuals
Private client share: 37%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••• W•••••• C•••	n/a	LOS ANGELES, CA	0	20	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•• W••• I••••••••• P•••••••• L•	Hedge Fund	$110M	Nov 1, 2024	67	Mar 9, 2012	reported	021-124444
O•• W••• I••••• F•••• L•	Hedge Fund	$78.6M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• J•••••• M••••••	MANAGING MEMBER	C	yes	08/2008	Mar 9, 2012	Nov 1, 2024
B••••••••• J•••••• M••••••	MANAGING MEMBER	B	yes	10/2008	Mar 9, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$916M	$477M	92.1%	$320M	42.0%	8	7	0	0

Relationships

Registered with (1)

← C••• W•••••• C•••Advisorregistration: previous registration
Jan 20, 2021 to Dec 31, 2025factForm ADV

Advises (3)

→ O•• W••• I••••••••• P•••••••• L•Private fundHedge Fund, IA
Mar 9, 2012 to presentfactForm ADV
→ O•• W••• O••••••••• F••• L•Private fundHedge Fund, IA
Jun 1, 2018 to presentfactForm ADV
→

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
O•• W••• I••••••••• M••••••••• L•• reported RAUM $915.7M, up 92% from $476.5M (2025-03-31 to 2026-03-30)
Form ADVobserved 7 days ago
$439M
Occurred
Mar 23, 2022
Regulatory AUM changed
O•• W••• I••••••••• M••••••••• L•• reported RAUM $343.6M, up 41% from $243.2M (2021-11-02 to 2022-03-23)
Form ADVobserved 7 days ago
$100M
Occurred
Mar 29, 2019
Control person joined
Alan Brian Laks (Managing Member) appeared on Schedule A of O•• W••• I••••••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e334a14-4a3a-c98c-d599-68f0c65fc946
First observed: Mar 9, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$916M	$903M	8	8	0	3	n/a
2024	Mar 31, 2025	$477M	$466M	7	7	0	3	n/a
2023	Mar 28, 2024	$402M	$394M	7	7	0	3	$241M
2022	Mar 22, 2023	$320M	$313M	6	6	0	3	$233M
2021	Mar 23, 2022	$344M	$336M	6	6	0	3	$219M
2020	Mar 29, 2021	$243M	$235M	6	6	0	3	$153M
2019	Mar 30, 2020	$178M	$170M	6	6	0	3	$111M
2018	Mar 29, 2019	$176M	$169M	6	6	0	3	$111M
2017	Mar 28, 2018	$231M	$222M	6	6	0	2	$146M
2016	Mar 31, 2017	$230M	$224M	6	6	n/a	2	$142M
2015	Mar 30, 2016	$144M	$140M	6	6	n/a	2	$75.0M
2014	Mar 20, 2015	$205M	$200M	8	8	n/a	2	$93.3M
2013	Mar 25, 2014	$207M	$203M	9	9	n/a	2	$97.1M
2012	Mar 22, 2013	$187M	$184M	8	8	n/a	2	$88.7M
2011	Mar 9, 2012	$139M	$139M	n/a	n/a	n/a	2	$71.9M