DFX Intelligence

G•••••• D••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

G•••••• D••• P•••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:9e371a14-7a59-861f-1be2-d588e46c1a1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jan 20, 2026	n/a	yes	Westlake Village, CA\|OVERLAND PARK, KS	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Sep 9, 2024	n/a	yes	Westlake Village, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	C••••••• P••••••• I••••••••• A•••••••• L••	Mar 22, 2023	Sep 9, 2024	537	Firm change after gap	Other
F••••• I•••••••••	P••••••• C•••••• A••••••• C•••••••••	Mar 30, 2021	Apr 12, 2021

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 9, 2024 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Apr 12, 2021 to Mar 22, 2023factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Mar 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e371a14-7a59-861f-1be2-d588e46c1a1d
First observed: Apr 15, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.