DFX Intelligence

Data Factory

J•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J•••• D••••••

Advisor at A•••• C•••••• C••••

MANASQUAN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e3cccab-46e6-1d3e-b05f-c06958c5b4a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• C••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C•••••• C••••	Bd affiliated wealth	Dec 15, 2023	n/a	yes	MANASQUAN, NJ	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Apr 29, 2015	Dec 15, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	A•••• C•••••• C••••	Dec 15, 2023	Dec 15, 2023	0	Firm change	Ibd to ibd
F••• A•••••••	I• A••••••• S•••••••• I•••	Apr 16, 2015

Relationships

Registered with (4)

→ A•••• C•••••• C••••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 29, 2015 to Dec 15, 2023factForm ADV
→ F••• A•••••••Registered adviserregistration: previous registration
Mar 30, 2010 to Apr 16, 2015factForm ADV
→ G•••••••• F••••••••• I••Registered adviser

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
J•••• D•••••• left I• A••••••• S•••••••• I••• for A•••• C•••••• C•••• (registered 2023-12-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e3cccab-46e6-1d3e-b05f-c06958c5b4a0
First observed: Jul 10, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.