DFX Intelligence

S•••••••• O••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

S•••••••• O••••••• L••

CRD 159250

DENVER, CO

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Search this name across graphsid dfx:ria:9e461e1a-e112-2e24-c00f-13c256f7ae32

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2012 to Mar 22, 2022
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• C•••• E•••	MANAGING MEMBER/CCO	E	yes	11/2012	Nov 29, 2012	Mar 22, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 22, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	n/a	n/a	$0	n/a	1	n/a	0	n/a

Relationships

Controls (1)

← H•••••••• C•••• E•••OwnerMANAGING MEMBER/CCO, ownership code E, individual
Nov 29, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 29, 2012
First Form ADV filing
S•••••••• O••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e461e1a-e112-2e24-c00f-13c256f7ae32
First observed: Nov 29, 2012
Last observed: Mar 22, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.