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M••• N•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M••• N•••• S••••••

Advisor at M••••••• C••••••

PARADISE VALLEY, AZ

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Search this name across graphsid dfx:ria:9e47b0a4-3a33-bb88-83b6-72fed872a679

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• C••••••	State registered	Apr 10, 2026	n/a	yes	PARADISE VALLEY, AZ	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Aug 8, 2018	Feb 27, 2026	no	Phoenix, AZ\|Phoenix, AZ\|SAN FRANCISCO, CA\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	M••••••• C••••••	Feb 27, 2026	Apr 10, 2026	42	Firm change	Other
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Aug 8, 2018	Aug 8, 2018

Relationships

Registered with (3)

→ M••••••• C••••••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2018 to Feb 27, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 14, 2017 to Aug 8, 2018factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
M••• N•••• S•••••• left S••••• W••••• A•••••••• I••• for M••••••• C•••••• (registered 2026-04-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e47b0a4-3a33-bb88-83b6-72fed872a679
First observed: Nov 14, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.