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Advisor at INTRUA FINANCIAL
HOUSTON, TX | Amarillo, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTRUA FINANCIAL | Independent wealth | Mar 26, 2021 | n/a | yes | HOUSTON, TX|Amarillo, TX | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 17, 2017 | Jan 18, 2017 | no | AMARILLO, TX | Previous registration |
| CWM, LLC | Bd affiliated wealth | Jul 23, 2014 | Apr 27, 2021 | no | AMARILLO, TX|Amarillo, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 19, 2009 | Oct 29, 2015 | no | AMARILLO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWM, LLC | CETERA ADVISOR NETWORKS LLC | Apr 27, 2021 | Jan 17, 2017 | -1,561 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | INTRUA FINANCIAL | Jan 18, 2017 | Mar 26, 2021 | 1,528 | Firm change after gap | Other |
| LPL FINANCIAL LLC | CWM, LLC | Oct 29, 2015 | Jul 23, 2014 | -463 | Firm change after gap | Other |