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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

JOYCE KWANWA CHAN

Advisor at PARK AVENUE SECURITIES LLC

NEW YORK, NY | Old Bridge, NJ

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Search this name across graphsid dfx:ria:9e5c929f-b89c-1d29-1f74-d7b6879b8577

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 16, 2008
First registration: Sep 23, 2008
Dual registered: yes, broker-dealer
Other names: KWAN WA CHAN
IAPD individual key: 4835547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Oct 31, 2016	n/a	yes	NEW YORK, NY\|Old Bridge, NJ	Current employment
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Sep 23, 2008	Sep 5, 2013	no	OLD BRIDGE, NJ\|NEW YORK, NY\|SOMERSET, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 23, 2008	Oct 20, 2016	no	CHARLOTTE, NC\|SOMERSET, NJ\|OLD BRIDGE, NJ\|AURORA, IL\|NEW YORK, NY	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Sep 23, 2008	Sep 5, 2013	no	OLD BRIDGE, NJ\|NEW YORK, NY\|SOMERSET, NJ	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Sep 23, 2008	Apr 17, 2014	no	OLD BRIDGE, NJ\|AURORA, IL\|CHARLOTTE, NC\|SOMERSET, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	PARK AVENUE SECURITIES LLC	Oct 20, 2016	Oct 31, 2016	11	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Apr 17, 2014	Sep 23, 2008	-2,032	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Sep 5, 2013	Sep 23, 2008	-1,808	Channel change	Other
TOWER SQUARE SECURITIES, INC.	WALNUT STREET SECURITIES, INC.	Sep 5, 2013	Sep 23, 2008	-1,808	Channel change	Other

Relationships

Registered with (5)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Oct 31, 2016 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 23, 2008 to Oct 20, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 23, 2008 to Apr 17, 2014factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Sep 23, 2008 to Sep 5, 2013factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Sep 23, 2008 to Sep 5, 2013factForm ADV

Dated events

No dated event names this entity yet.