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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LAURIE RUDD

Advisor at WELLS FARGO ADVISORS

SAN JOSE, CA

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Search this name across graphsid dfx:ria:9e5d3845-6d5f-c2a2-cc62-273d378fea72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 18, 1999
First registration: Oct 2, 2002
Dual registered: yes, broker-dealer
Other names: LAURIE STODDARD RUDD|LAURIE RUDD PANAHI
IAPD individual key: 3168716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	n/a	yes	SAN JOSE, CA	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 8, 2005	Jan 3, 2011	no	SAN JOSE, CA\|SAN JOSE, CA\|SAN JOSE, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 23, 2004	Sep 13, 2005	no	SAN JOSE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 2, 2002	Aug 25, 2004	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Sep 13, 2005	Sep 8, 2005	-5	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 25, 2004	Aug 23, 2004	-2	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 8, 2005 to Jan 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 23, 2004 to Sep 13, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 2, 2002 to Aug 25, 2004factForm ADV

Dated events

No dated event names this entity yet.