DFX Intelligence

A••••• T••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

A••••• T••••• D••••

Advisor at S••••••• C•••••• M••••••••• L••

KING OF PRUSSIA, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• C•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• C•••••• M••••••••• L••	Other adviser	Aug 12, 2015	n/a	yes	KING OF PRUSSIA, PA	Current employment
S••••••• M••••••••• C••••••	Former SEC adviser	Apr 9, 2012	Aug 3, 2015	no	KING OF PRUSSIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• M••••••••• C••••••	S••••••• C•••••• M••••••••• L••	Aug 3, 2015	Aug 12, 2015	9	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
104965:135405:PA:2015-08-03	Aug 3, 2015	Aug 12, 2015	KING OF PRUSSIA, PA	Firm change

Relationships

Registered with (2)

→ S••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 12, 2015 to presentfactForm ADV
→ S••••••• M••••••••• C••••••Registered adviserregistration: previous registration
Apr 9, 2012 to Aug 3, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 9, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.