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C••••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C••••••••• C•••••• M••••••••• L•

CRD 162717

NEW YORK, NY

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Search this name across graphsid dfx:ria:9e714db4-4537-ddc4-de47-db848349128a

Data as of Dec 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Dec 22, 2022
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $44.4MItem 5.F on the latest filing (2022-12-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• C•••••• M••••• A•••••• L•	Hedge Fund	$27.5M	Dec 22, 2022	135	Mar 27, 2012	reported	021-106380
C••••••••• C•••••• O••••••••• M••••• F•••• L•	Hedge Fund	$16.9M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• M•••••••• J•••••••	MANAGER AND MEMBER	E	yes	12/2007	Mar 27, 2012	Dec 22, 2022
B••••• M•••••••• J•••••••	FOUNDER, PARTNER & CHIEF EXECUTIVE OFFICER	Na	yes	07/2007	Mar 27, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• C•••••• P•••••••• L•	n/a	Asset manager	$2.8B	N	yes	n/a
C••••••••• B••• C•••••••• P•••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Princeton	Nj	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$44.4M	$1.5B	-97.1%	$2.0B	-72.0%	4	15	1	1

Relationships

Affiliated with (2)

← C••••••••• C•••••• P•••••••• L•Registered adviserother investment adviser, common control
factForm ADV
→ C••••••••• C•••••• P•••••••• L•Registered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ C••••••••• C•••••• O••••••••• M••••• F•••• L•Private fundHedge Fund, IA
Feb 27, 2020 to presentfactForm ADV
→ C••••••••• C•••••• M••••• A•••••• L•

Dated events

Occurred
Dec 22, 2022
Regulatory AUM changed
C••••••••• C•••••• M••••••••• L• reported RAUM $44.4M, down 94% from $745.4M (2022-07-12 to 2022-12-22)
Form ADVobserved 7 days ago
$-701M
Occurred
Mar 31, 2022
Regulatory AUM changed
C••••••••• C•••••• M••••••••• L• reported RAUM $745.4M, down 51% from $1.5B (2021-12-15 to 2022-03-31)
Form ADVobserved 7 days ago
$-773M
Occurred
Mar 30, 2021
Regulatory AUM changed
C••••••••• C•••••• M••••••••• L• reported RAUM $1.5B, down 30% from $2.2B (2021-01-02 to 2021-03-30)
Form ADVobserved 7 days ago
$-660M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e714db4-4537-ddc4-de47-db848349128a
First observed: Mar 27, 2012
Last observed: Dec 22, 2022 45 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.