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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Thomas Zenoby

Advisor at ASCENSUS INVESTMENT ADVISORS, LLC

NEEDHAM, MA | PHOENIX, AZ

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Search this name across graphsid dfx:ria:9e73cead-2d72-446b-abdc-014505ea7d39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENSUS INVESTMENT ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 4, 2007
First registration: Feb 20, 2013
Dual registered: yes, broker-dealer
Other names: TOM ZENOBY|THOMAS JOHN ZENOBY
IAPD individual key: 5241257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Nov 15, 2023	n/a	yes	PHOENIX, AZ\|NEEDHAM, MA	Current employment
WORLD INVESTMENT ADVISORS, LLC	Other adviser	May 10, 2023	Jun 21, 2023	no	Phoenix, AZ	Previous registration
ADP STRATEGIC PLAN SERVICES, LLC	Institutional manager	Jun 7, 2017	Oct 4, 2017	no	Dearborn, MI\|ROSELAND, NJ	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 24, 2015	Mar 24, 2016	no	SPRING LAKE, MI\|DUBLIN, OH\|EDINA, MN	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Feb 20, 2013	Feb 6, 2015	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORLD INVESTMENT ADVISORS, LLC	ASCENSUS INVESTMENT ADVISORS, LLC	Jun 21, 2023	Nov 15, 2023	147	Firm change	Other
ADP STRATEGIC PLAN SERVICES, LLC	WORLD INVESTMENT ADVISORS, LLC	Oct 4, 2017	May 10, 2023	2,044	Firm change after gap	Other
CONCOURSE FINANCIAL GROUP ADVISORS	ADP STRATEGIC PLAN SERVICES, LLC	Mar 24, 2016	Jun 7, 2017	440	Firm change after gap	Other
CURIAN CAPITAL, LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Feb 6, 2015	Feb 24, 2015	18	Firm change	Other

Relationships

Registered with (5)

→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Nov 15, 2023 to presentfactForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 10, 2023 to Jun 21, 2023factForm ADV
→ ADP STRATEGIC PLAN SERVICES, LLCRegistered adviserregistration: previous registration
Jun 7, 2017 to Oct 4, 2017factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 24, 2015 to Mar 24, 2016factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 20, 2013 to Feb 6, 2015factForm ADV

Dated events

Occurred
Jun 21, 2023
Advisor changed firm
Thomas Zenoby left World Investment Advisors, Llc for Ascensus Investment Advisors, Llc (registered 2023-11-15)
Form ADVobserved 4 days ago