This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$7.8BItem 5.F on the latest filing (2018-07-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$7.8B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Custody, client assets

$7.8B

SEC number

801-112689

CRD

292969

Filings on the tape

2

First filed

Feb 22, 2018

Latest filed

Jul 23, 2018

Organised

Limited Liability Company, Delaware

• Occurred

  Feb 22, 2018
  First Form ADV filing

  Millais Usa Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9e769c57-acab-6502-19f9-eb4b49823b40

First observed

Feb 22, 2018

Last observed

Jul 23, 2018 99 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.