DFX Intelligence

K••••• L•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

K••••• L•• J••••••

Advisor at A••••• W•••••

Harrisonburg, VA | WEST HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e784ef0-9a37-acf0-6aa9-3a815d468eb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W•••••	Independent wealth	Jan 8, 2026	n/a	yes	WEST HARTFORD, CT\|Harrisonburg, VA	Current employment
P•••••• W••••• M••••••••• L••	No RAUM reported	Feb 7, 2018	Dec 31, 2025	no	HARRISONBURG, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• L••	A••••• W•••••	Dec 31, 2025	Jan 8, 2026	8	Firm change	RIA to RIA
S•••••••• A••••••• L••	P•••••• W••••• M••••••••• L••	Nov 14, 2012	Feb 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
116218:171106:VA:2025-12-31	Dec 31, 2025	Jan 8, 2026	HARRISONBURG, VA	Firm change

Relationships

Registered with (3)

→ A••••• W•••••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 7, 2018 to Dec 31, 2025factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 22, 2009 to Nov 14, 2012factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
K••••• L•• J•••••• left P•••••• W••••• M••••••••• L•• for A••••• W••••• (registered 2026-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e784ef0-9a37-acf0-6aa9-3a815d468eb2
First observed: Jun 22, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.