DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WOLF RIVER CAPITAL MISSISSIPPI, LLC

CRD 166925

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e83c5bd-4e58-9f81-4691-3e70d0d22182

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Apr 1, 2013 to Mar 30, 2020
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Wolf River Capital Mississippi, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $199MItem 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $199M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $199Mgross asset value as reported per fund; never fund size
Custody, client assets: $199M
SEC number: 801-77919
CRD: 166925
Filings on the tape: 9
First filed: Apr 1, 2013
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOUGLAS, GINA, CONN	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	B	yes	01/2013	Apr 1, 2013	Mar 30, 2020
DUNCAN, DOUGLAS, BRIAN	MEMBER/MANAGING DIRECTOR	B	yes	01/2013	Apr 1, 2013	Mar 30, 2020
GERBER, JANET, HELEN	SENIOR VICE PRESIDENT	A	yes	01/2013	Apr 1, 2013	Mar 30, 2020
HOWE, RICHARD, DAVIS	MEMBER/MANAGING DIRECTOR	B	yes	01/2013	Apr 1, 2013	Mar 30, 2020
LEE, BETH, GUNN	VICE PRESIDENT	A	yes	01/2013	Apr 1, 2013	Mar 30, 2020
RENOVICH, WILLIAM, ROBERT	VICE PRESIDENT	A	yes	01/2013	Apr 1, 2013	Mar 30, 2020
WINGETT, JAMES, DUNCAN	MEMBER/MANAGING DIRECTOR	B	yes	01/2013	Apr 1, 2013	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WOLF RIVER CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$329M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Southaven	Ms	United States	8	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$199M	$199M	8	7	1	3	$199M
2018	Mar 28, 2019	$188M	$188M	8	7	1	2	$188M
2017	Mar 29, 2018	$154M	$154M	8	7	1	2	$154M
2016	Mar 30, 2017	$101M	$101M	8	7	n/a	2	$101M
2015	Mar 11, 2016	$90.6M	$90.6M	8	7	n/a	2	$90.6M
2014	Apr 17, 2015	$77.2M	$77.2M	8	7	n/a	1	$77.2M
2013	Mar 24, 2014	$38.0M	$38.0M	8	7	n/a	1	$38.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$199M	$188M	6.4%	$101M	25.6%	8	8	1	1

Relationships

Affiliated with (1)

→ WOLF RIVER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (7)

← HOWE, RICHARD, DAVISOwnerMEMBER/MANAGING DIRECTOR, ownership code B, individual
Apr 1, 2013 to presentfactForm ADV
← DOUGLAS, GINA, CONNOwnerCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code B, individual
Apr 1, 2013 to presentfactForm ADV
← DUNCAN, DOUGLAS, BRIANOwnerMEMBER/MANAGING DIRECTOR, ownership code B, individual
Apr 1, 2013 to presentfactForm ADV
← WINGETT, JAMES, DUNCANOwnerMEMBER/MANAGING DIRECTOR, ownership code B, individual
Apr 1, 2013 to presentfactForm ADV
← RENOVICH, WILLIAM, ROBERTOwnerVICE PRESIDENT, ownership code A, individual
Apr 1, 2013 to presentfactForm ADV
← LEE, BETH, GUNNOwnerVICE PRESIDENT, ownership code A, individual
Apr 1, 2013 to presentfactForm ADV
← GERBER, JANET, HELENOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Apr 1, 2013 to presentfactForm ADV

Dated events

Occurred
Apr 1, 2013
First Form ADV filing
Wolf River Capital Mississippi, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e83c5bd-4e58-9f81-4691-3e70d0d22182
First observed: Apr 1, 2013
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOLF RIVER CAPITAL MISSISSIPPI, LLC

CRD 166925

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e83c5bd-4e58-9f81-4691-3e70d0d22182

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOUGLAS, GINA, CONN

CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER

yes

01/2013

Apr 1, 2013

Mar 30, 2020

DUNCAN, DOUGLAS, BRIAN

MEMBER/MANAGING DIRECTOR

yes

01/2013

Apr 1, 2013

Mar 30, 2020

GERBER, JANET, HELEN

SENIOR VICE PRESIDENT

yes

01/2013

Apr 1, 2013

Mar 30, 2020

HOWE, RICHARD, DAVIS

MEMBER/MANAGING DIRECTOR

yes

01/2013

Apr 1, 2013

Mar 30, 2020

LEE, BETH, GUNN

VICE PRESIDENT

yes

01/2013

Apr 1, 2013

Mar 30, 2020

RENOVICH, WILLIAM, ROBERT

VICE PRESIDENT

yes

01/2013

Apr 1, 2013

Mar 30, 2020

WINGETT, JAMES, DUNCAN

MEMBER/MANAGING DIRECTOR

yes

01/2013

Apr 1, 2013

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WOLF RIVER CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$329M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Southaven

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$199M

2018

Mar 28, 2019

$188M

2017

Mar 29, 2018

$154M

2016

Mar 30, 2017

$101M

n/a

$101M

2015

Mar 11, 2016

$90.6M

n/a

$90.6M

2014

Apr 17, 2015

$77.2M

n/a

$77.2M

2013

Mar 24, 2014

$38.0M

n/a

$38.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$199M

$188M

6.4%

$101M

25.6%