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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ELKHART, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 21, 2013 | n/a | yes | ELKHART, IN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jun 24, 2013 | no | ELKHART, IN|ELKHART, IN | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jun 3, 2003 | Jul 1, 2003 | no | ELKHART, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jun 24, 2013 | Jun 21, 2013 | -3 | Firm change | Wirehouse to ibd |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |