DFX Intelligence

A••••• T••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

A••••• T••••• B•••••

Advisor at T••••••• F•••••••• P•••••••

Littleton, CO | ENCAMPMENT, WY

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Search this name across graphsid dfx:ria:9e8f311c-529a-259c-1550-9c324da7d1d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• F•••••••• P•••••••	Independent wealth	Sep 27, 2024	n/a	yes	ENCAMPMENT, WY\|Littleton, CO	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jul 29, 2020	Feb 2, 2022	no	Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	T••••••• F•••••••• P•••••••	Feb 2, 2022	Sep 27, 2024	968	Firm change after gap	RIA to RIA
M• J• S•••• A•• A•••••••••	M••••• G••••• A••••••• I•••	Mar 29, 2021	Jul 29, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
110919:147363:CO:2021-03-29	Mar 29, 2021	Jul 29, 2020	GREENWOOD VILLAGE, CO	Firm change after gap

Relationships

Registered with (3)

→ T••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Sep 27, 2024 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jul 29, 2020 to Feb 2, 2022factForm ADV
→ M• J• S•••• A•• A•••••••••Registered adviserregistration: previous registration
Nov 1, 2017 to Mar 29, 2021factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor changed firm
A••••• T••••• B••••• left M••••• G••••• A••••••• I••• for T••••••• F•••••••• P••••••• (registered 2024-09-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e8f311c-529a-259c-1550-9c324da7d1d5
First observed: Nov 1, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.