DFX Intelligence

J•••••• C•••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

J•••••• C•••••••• K•••••

Advisor at C• A•••••••• L••

Wilmette, IL | RYE, NY

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Search this name across graphsid dfx:ria:9e92baba-6961-f3e1-b799-4edb8025a423

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Nov 8, 2021	n/a	yes	RYE, NY\|Wilmette, IL	Current employment
C• A•••••••• L••	Independent wealth	Mar 4, 2009	Apr 21, 2016	no	WILMETTE, IL\|NORTHBROOK, IL	Previous registration

Relationships

Registered with (1)

→ C• A•••••••• L••Registered adviserregistration: previous registration
Mar 4, 2009 to Apr 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e92baba-6961-f3e1-b799-4edb8025a423
First observed: Mar 4, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.