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CRD 146136
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| G• F••••• E••••••• F•••• F••• L• | Other Private Fund | $443M | Mar 5, 2013 | 1 | Mar 12, 2012 | dropped | n/a |
| T•••••• J•••• E••••••••• F••• L• | Other Private Fund | $328M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••• K•••••• | DESIGNATED MEMBER | F | yes | 05/2016 | Mar 20, 2018 | May 27, 2022 |
| B••••• S••••••• P••• | FOUNDER MEMBER AND DESIGNATED MEMBER | Na | yes | 03/2014 | Mar 12, 2012 | May 27, 2022 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tokyo | n/a | Japan | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $383M | $431M | -11.0% | $297M | 8.9% | 10 | 11 | 1 | 1 |
| 13 |
| Mar 5, 2013 |
| reported |
| n/a |
| G• S••••• E••••••• F•••• F••• L• | Other Private Fund | $237M | Mar 5, 2013 | 1 | Mar 12, 2012 | dropped | n/a |
| G• T•••• E••••••• F•••• F••• L• | Other Private Fund | $186M | Mar 29, 2016 | 1 | Mar 12, 2012 | dropped | n/a |
| T•• T•••••• J•••• E••••••••• M••••• F••• •••• L•• | Other Private Fund | $55.9M | May 27, 2022 | 13 | Jul 19, 2018 | reported | 021-314891 |
| G• F•••• E••••••• F•••• F••• L• | Other Private Fund | $48.1M | Mar 29, 2016 | 12 | Mar 12, 2012 | dropped | n/a |
| G• E••••••• F•••• F••• L• | Other Private Fund | $37.7M | Mar 5, 2013 | 11 | Mar 12, 2012 | dropped | n/a |
| DESIGNATED MEMBER |
| F |
| yes |
| 06/2005 |
| Mar 12, 2012 |
| May 27, 2022 |
| G••••••••• F•• O••••• H••••••• L•••••• | DESIGNATED MEMBER AND SPECIAL L•••••• PARTNER | E | yes | 12/2015 | Mar 29, 2016 | May 27, 2022 |
| J••••••• C••••• F•••••• | Chairman | F | yes | 11/2021 | Nov 16, 2021 | May 27, 2022 |
| A•••• K•••••• | DESIGNATED MEMBER | Na | no | 05/2016 | Mar 20, 2018 | May 27, 2022 |
| G• I••••••••• P••••••• G•••• L•• | PARENT COMPANY | E | no | 12/2005 | Mar 30, 2015 | May 27, 2022 |
| H••••• A•••••• J••• | CHIEF COMPLIANCE OFFICER | Na | no | 01/2021 | Feb 16, 2021 | May 27, 2022 |
| $383M |
| $383M |
| 10 |
| 3 |
| 1 |
| 2 |
| $383M |
| 2020 | Mar 31, 2021 | $431M | $431M | 11 | 4 | 1 | 2 | $441M |
| 2019 | Mar 31, 2020 | $373M | $373M | 11 | 4 | 1 | 2 | $330M |
| 2018 | Mar 25, 2019 | $297M | $297M | 11 | 4 | 1 | 2 | $297M |
| 2017 | Mar 20, 2018 | $286M | $286M | 6 | 1 | 1 | 1 | $286M |
| 2016 | Feb 21, 2017 | $272M | $272M | 6 | 1 | n/a | 1 | $251M |
| 2015 | Mar 29, 2016 | $485M | $485M | 10 | 4 | n/a | 3 | $485M |
| 2014 | Apr 30, 2015 | $764M | $764M | 18 | 9 | n/a | 3 | $764M |
| 2013 | Mar 26, 2014 | $664M | $664M | 18 | 9 | n/a | 3 | $663M |
| 2012 | Mar 5, 2013 | $1.3B | $1.2B | 29 | 11 | n/a | 6 | $1.2B |
| 2011 | Mar 12, 2012 | $1.0B | $936M | n/a | n/a | n/a | 5 | $935M |