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Advisor at COMMONWEALTH FINANCIAL NETWORK
West Newbury, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 21, 2022 | n/a | yes | West Newbury, MA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2021 | Jul 26, 2022 | no | West Newbury, MA|BRAINTREE, MA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 22, 2017 | Jun 9, 2021 | no | West Newbury, MA|BRAINTREE, MA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 25, 2008 | Aug 1, 2017 | no | WALTHAM, MA|WALTHAM, MA|DES MOINES, IA|WALTHAM, MA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 19, 2005 | Apr 25, 2008 | no | FOXBOROUGH, MA|WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 26, 2022 | Jul 21, 2022 | -5 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | CETERA ADVISOR NETWORKS LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | Aug 1, 2017 | Aug 22, 2017 | 21 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | PRINCIPAL SECURITIES, INC. | Apr 25, 2008 | Jun 25, 2008 | 61 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:8032:MA:2022-07-25 | Jul 26, 2022 | Jul 21, 2022 | BRAINTREE, MA | Firm change |
| 2882:13572:MA:2021-06-09 | Jun 9, 2021 | Jun 9, 2021 | BRAINTREE, MA | Firm change |