DFX Intelligence

J••••• B••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

J••••• B••••• S••••

Advisor at K••••• A••••••• S•••••••• L••

GREENSBORO, NC

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Search this name across graphsid dfx:ria:9eb90b33-5f3d-3933-617a-023589020e9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 7, 2018	n/a	yes	GREENSBORO, NC	Current employment
R••••• • K•••••••• I•••	Independent wealth	Apr 8, 2016	May 15, 2018	no	KNOXVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• • K•••••••• I•••	K••••• A••••••• S•••••••• L••	May 15, 2018	May 7, 2018	-8	Firm change	RIA to ibd
I••••• F•••••••• C•••••••••	R••••• • K•••••••• I•••	Nov 23, 2015	Apr 8, 2016

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 7, 2018 to presentfactForm ADV
→ R••••• • K•••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2016 to May 15, 2018factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 25, 2015 to Nov 23, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9eb90b33-5f3d-3933-617a-023589020e9a
First observed: Feb 25, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.