DFX Intelligence

H•••••• F••••• W•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• F••••• W•••••• I•••

CRD 315484

CHICAGO, IL

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Search this name across graphsid dfx:ria:9ebd5ec6-aa6a-d917-f239-354abbbd57be

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Aug 2, 2021 to Jul 14, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

H•••••• F••••• W•••••• I•••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $279M••• Locked
Discretionary RAUM: $279M
Private client RAUM: $279Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $139Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• B•••• S•••	n/a	CHICAGO, IL	5	30	5	no
S•••••• N••••• A••••••••	n/a	CHICAGO, IL	1	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••• J•••••• B••••	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	E	yes	08/2021	Aug 2, 2021	Mar 15, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$279M	$280M	-0.3%	$150M	22.9%	2	2	0	0

Relationships

Registered with (2)

← S•••••• N••••• A••••••••Advisorregistration: current employment
Feb 7, 2025 to presentfactForm ADV
← J••••• B•••• S•••Advisorregistration: current employment
Sep 1, 2021 to presentfactForm ADV

Controls (1)

← S•••• J•••••• B••••OwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 2, 2021 to Mar 15, 2024factForm ADV

Dated events

Occurred
Aug 2, 2021
First Form ADV filing
H•••••• F••••• W•••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ebd5ec6-aa6a-d917-f239-354abbbd57be
First observed: Aug 2, 2021
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.