DFX Intelligence

K•••••••• E•••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K•••••••• E•••••••• L••••

Advisor at C••••• I••••••••• A••••••• L••

MILWAUKEE, WI | Wauwatosa, WI

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Search this name across graphsid dfx:ria:9ebd81f3-1921-b551-8f9a-d7d93c737140

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Wauwatosa, WI\|MILWAUKEE, WI	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jun 29, 2012	Feb 23, 2022	no	Columbus, OH\|MILWAUKEE, WI\|LISLE, IL\|LISLE, IL\|Holland, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	C••••• I••••••••• A••••••• L••	Feb 23, 2022	Jun 29, 2023	491	Firm change after gap	Ibd to ibd
V••• F•••••••• P•••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 25, 2012	Jun 29, 2012

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2012 to Feb 23, 2022factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2011 to Jan 25, 2012factForm ADV

Dated events

Occurred
Feb 23, 2022
Advisor changed firm
K•••••••• E•••••••• L•••• left V••• F•••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ebd81f3-1921-b551-8f9a-d7d93c737140
First observed: Jan 8, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.