DFX Intelligence

W••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

W••••••• P••••••• L•

CRD 301480

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:9ebfe665-b392-1a1c-adbc-ee90df06c737

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Jun 4, 2019 to Mar 31, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $37B••• Locked
Discretionary RAUM: $37B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 102

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••• M••••• F••• L•	Hedge Fund	$15B	May 29, 2024	305	Aug 29, 2019	reported	021-343866
W••••••• S•••• M••••• F••• L•	Hedge Fund	$11.1M	May 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• M••••••• P•••	CHIEF OPERATING OFFICER	B	yes	10/2018	Jun 4, 2019	May 29, 2024
K••••••• K•••• H••••	CO-CHIEF INVESTMENT OFFICER	C	yes	10/2018	Jun 4, 2019	May 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	5	no
WEST PALM BEACH	FL	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$37B	$23B	61.2%	$17B	29.8%	102	87	3	2

Relationships

Advises (2)

→ W••••••• S•••• M••••• F••• L•Private fundHedge Fund, IA
May 29, 2024 to presentfactForm ADV
→ W••••••• M••••• F••• L•Private fundHedge Fund, IA
Aug 29, 2019 to presentfactForm ADV

Owns (3)

← Y•• C•••••••• H••OwnerPARTNER/LIMITED PARTNER, ownership code A, individual
Aug 29, 2019 to May 29, 2024factForm ADV
← R••••••••• S•••••• D•••••Owner

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$13.9B
Occurred
Apr 17, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$7.7B
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$2.9B
Occurred
Mar 31, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ebfe665-b392-1a1c-adbc-ee90df06c737
First observed: Jun 4, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.