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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

LAKSHMI NAGARAJAN

Advisor at HOLISTIC WEALTH ADVISORS

CLIFTON PARK, NY

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Search this name across graphsid dfx:ria:9ec0800b-5ec8-b983-218f-5334df1d96e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOLISTIC WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 27, 2001
First registration: Sep 16, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4390490

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOLISTIC WEALTH ADVISORS	Independent wealth	Dec 16, 2024	n/a	yes	CLIFTON PARK, NY	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Feb 16, 2018	Dec 23, 2024	no	Clifton Park, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 6, 2015	Feb 15, 2018	no	CLIFTON PARK, NY\|CLIFTON PARK, NY	Previous registration
HOLISTIC PRIVATE WEALTH, LLC	State registered	Nov 8, 2012	Oct 29, 2014	no	CLIFTON PARK, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 16, 2005	Dec 31, 2012	no	SCHAUMBURG, IL\|CLIFTON PARK, NY\|STAMFORD, CT\|CLIFTON PARK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	HOLISTIC WEALTH ADVISORS	Dec 23, 2024	Dec 16, 2024	-7	Firm change	Ibd to new firm
CETERA INVESTMENT ADVISERS LLC	STRATOS WEALTH PARTNERS, LTD	Feb 15, 2018	Feb 16, 2018	1	Firm change	Other
HOLISTIC PRIVATE WEALTH, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 29, 2014	Jan 6, 2015	69	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	HOLISTIC PRIVATE WEALTH, LLC	Dec 31, 2012	Nov 8, 2012	-53	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153184:332918:NY:2024-12-23	Dec 23, 2024	Dec 16, 2024	CLIFTON PARK, NY	Firm change

Relationships

Registered with (4)

→ HOLISTIC WEALTH ADVISORSRegistered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Feb 16, 2018 to Dec 23, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 6, 2015 to Feb 15, 2018factForm ADV
→ HOLISTIC PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Nov 8, 2012 to Oct 29, 2014factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
Lakshmi Nagarajan left Stratos Wealth Partners, Ltd for Holistic Wealth Advisors (registered 2024-12-16)
Form ADVobserved 6 days ago